Certificate of Need Announcements (Development Division)

There are four sections below: Moratoriums regarding the CON Process, Certificate of Need Rules & Regulations Proposed Changes, Certificate of Need Rules & Regulations Approved Changes, and links to Project Modifications, Reviewability Determination Requests and Changes of Ownership.

SHPDA Public Meeting Policy

The Certificate of Need Board announced SHPDA's new Public Meeting Policy at its October 19, 2011 Meeting.  The meeting policy was then revised on October 1, 2012.  A copy of the policy can be found here.  Please review the policy before the next official meeting of either the CON Review Board or the Statewide Health Coordinating Council.

SHPDA has revised its policy on requests for information.  To see the updated policy, please click here.

On May 8, 2012, Governor Bentley signed into law Act-294, which contains important amendments to Alabama's Certificate of Need Law.  Public Notice of the changes enacted by this law can be found here.

 

Moratoria

Facility or Service affected   Updated Date
Executive Order Number 6   02/10/2011
Executive Order Number 3   02/10/2011
Executive Order Number 14 Amendment No. 3 (Nursing Homes)   10/02/2009
Executive Order Number 14 Amendment No. 2 (Nursing Homes)   09/30/2005
Executive Order Number 14 Amendment No. 1 (Nursing Homes)   09/30/2005
Executive Order Number 26 Amendment No. 1(Inpatient Hospice Services or Inpatient Hospice Facilities)   09/30/2005
Executive Order Number 26 (Inpatient Hospice Services or Inpatient Hospice Facilities)   09/30/2005
Executive Order Number 14 (Nursing Homes)   09/30/2005

Certificate of Need Rules & Regulations Proposed Changes

Section End of Comment Period Updated Date
410-1-7-.06 (Approved for Public Comment)   05/18/2011
410-1-8-.02 (Approved for Public Comment)   05/18/2011
410-1-8-.05 (Approved for Public Comment)   05/18/2011
410-1-8-.02 (Approved for Public Comment)   12/12/2011
410-1-7-.02 (Approved for Public Comment)   02/03/2012
410-1-7-.04 (Approved for Public Comment)   02/03/2012
410-1-7-.04 For Discussion at 4-18-2012 CON Review Board Meeting   04/17/2012
410-1-3-.06 State Agency Records   05/15/2012
410-1-5-.04 Fees   05/15/2012
410-1-7-.05 Letter of Intent   05/15/2012
410-1-7-.06 Filing of a Certificate of Need Application   05/15/2012
410-1-7-.21 Temporary Fee Surcharge   05/15/2012
410-1-10-.03 Project Modifications After Issuance of Certificate of Need   05/15/2012
410-1-10-.04 Home Health Contiguous County Exemption Referrals   05/15/2012
410-1-11-.06 Application for Extension   05/15/2012
410-1-8-.24 Entry of Final Order by the Fair Hearing Officer   06/25/2012
410-1-7-.06 Filing of a Certificate of Need Application   09/14/2012
410-1-7-.12 Thirtieth Day of the Review Period   09/14/2012
410-1-7-.13 Forty-Fifth Day of the Review Period   09/14/2012
410-1-4-.01 New Institutional Health Services Subject to Review   12/21/2012
410-1-3-.06 State Agency Records  07/05/2013 05/24/2013
410-1-3-.07 Periodic Reports 07/05/2013 05/24/2013
410-1-3-.08 Mode of Filing 07/05/2013 05/24/2013
410-1-3-.09 Electronic Filing 07/05/2013 05/24/2013
410-1-3-.10 Electronic Notice 07/05/2013 05/24/2013
CON Application Form 07/05/2013 05/24/2013
Equipment Replacement Form 07/05/2013 05/24/2013
Application for Extension 07/05/2013 05/24/2013
410-1-7-.04 Notice of Change of Ownership 09/04/2013 08/02/2013
410-1-5-.04 Fees 09/04/2013 08/19/2013
410-1-2-.20 Cost Overrun 06/04/2014 04/21/2014
410-1-10-.03 Project Modification 06/04/2014 04/21/2014
410-1-8-.06 Effective Date of Decision 05/06/2015 03/20/2015
410-1-8-.08 Issuance of Certificate of Need 05/06/2015 03/20/2015
410-1-10-.01 Emergency Review 05/06/2015 03/20/2015
410-1-11-.09 Certificate of Need Not Transferable 08/05/2015 05/27/2015
410-1-3-.09 Electronic Filing 03/07/2016 01/25/2016
410-1-3-.11 Submission of Mandatory Reports; Administrative Penalties 03/07/2016 01/25/2016
410-1-3-.12 Annual Reports 03/07/2016 01/25/2016
Appendix - Forms 03/07/2016 02/01/2016
410-1-1-.04 Sanctions 08/04/2016 06/20/2016
410-1-2-.05 Health Care Facility 08/04/2016 06/20/2016
410-1-3-.06 State Agency Records 08/04/2016 06/20/2016
410-1-3-.08 Mode of Filing 08/04/2016 06/20/2016
410-1-3-.09 Electronic Filing 08/04/2016 06/20/2016
410-1-4-.02 Construction or Relocation of Administrative or Branch Office 08/04/2016 06/20/2016
410-1-5-.04 Fees 08/04/2016 06/20/2016
410-1-7-.02 Reviewability Determination Request 08/04/2016 06/20/2016
410-1-7-.03 Notice of Intent to Acquire 08/04/2016 06/20/2016
410-1-7-.04 Notice of Change of Ownership 08/04/2016 06/20/2016
410-1-7-.05 Letter of Intent 08/04/2016 06/20/2016
410-1-7-.06 Filing of a Certificate of Need Application 08/04/2016 06/20/2016
410-1-7-.11 Withdrawal from the Review Process 08/04/2016 06/20/2016
410-1-7-.12 Thirtieth Day of the Review Period 08/04/2016 06/20/2016
410-1-7-.13 Forty Fifth Day of the Review Period 08/04/2016 06/20/2016
410-1-7-.16 Sixty Fifth Day of the Review Period 08/04/2016 06/20/2016
410-1-8-.02 Contested Case Before Administrative Law Judge 08/04/2016 06/20/2016
410-1-8-.03 Conduct of Public Hearings 08/04/2016 06/20/2016
410-1-8-.09 Reconsideration of Decision 08/04/2016 06/20/2016
410-1-8-.11 Notice of Hearing on Request for Reconsideration 08/04/2016 06/20/2016
410-1-8-.16 Fair Hearing 08/04/2016 06/20/2016
410-1-8-.18 Notice of Fair Hearing 08/04/2016 06/20/2016
410-1-9-.01 Declaratory Rulings 08/04/2016 06/20/2016
410-1-10-.01 Emergency Review 08/04/2016 06/20/2016
410-1-10-.03 Project Modifications After Issuance of Certificate of Need 08/04/2016 06/20/2016
410-1-10-.04 Home Health Contiguous County Exemption Referrals 08/04/2016 06/20/2016
410-1-11-.01 Duration of Certificate of Need 08/04/2016 06/20/2016
410-1-11-.04 Failure to Commence Construction 08/04/2016 06/20/2016
410-1-11-.08 Surrender of Certificate of Need 08/04/2016 06/20/2016
Appendix - CON Application 08/04/2016 06/20/2016
Appendix - Change of Ownership or Control Form 08/04/2016 06/20/2016

Certificate of Need Rules & Regulations Approved Changes

Section Effective Date Updated Date
410-1-5C-.02ER   03/18/2010
410-1-4-.02 Final Rule   05/28/2010
410-1-8-.02 Final Rule 2/24/2012 02/01/2012
410-1-7-.02 Final Rule 4/30/2012 03/26/2012
410-1-7-.04 Final Rule 4/30/2012 03/26/2012
410-1-7-.04 Notice of Change of Ownership 7/30/2012 07/13/2012
410-1-3-.06 State Agency Records 8/28/2012 07/25/2012
410-1-5-.04 Fees 8/28/2012 07/25/2012
410-1-7-.05 Letter of Intent 8/28/2012 07/25/2012
410-1-7-.06 Filing of a Certificate of Need Application 8/28/2012 07/25/2012
410-1-7-.21 Temporary Fee Surcharge 8/28/2012 07/25/2012
410-1-10-.03 Project Modifications After Issuance of Certificate of Need 8/28/2012 07/25/2012
410-1-10-.04 Home Health Contiguous County Exemption Referrals 8/28/2012 07/25/2012
410-1-11-.06 Application for Extension 8/28/2012 07/25/2012
410-1-8-.24 Entry of Final Order by the Fair Hearing Officer 11/02/2012 11/28/2012
410-1-7-.06 Filing of a Certificate of Need Application 1/21/2013 12/21/2012
410-1-7-.12 Thirtieth Day of the Review Period 1/21/2013 12/21/2012
410-1-7-.13 Forty-Fifth Day of the Review Period 1/21/2013 12/21/2012
410-1-4-.01 New Institutional Health Services Subject to Review 3/28/2013 02/21/2013
410-1-3-.06 State Agency Records 08/28/2013 08/02/2013
410-1-3-.07 Periodic Reports 08/28/2013 08/02/2013
410-1-3-.08 Mode of Filing 08/28/2013 08/02/2013
410-1-3-.09 Electronic Filing 08/28/2013 08/02/2013
410-1-3-.10 Electronic Notice 08/28/2013 08/02/2013
CON Application Form 08/28/2013 08/02/2013
Equipment Replacement Form 08/28/2013 08/02/2013
Application for Extension 08/28/2013 08/02/2013
410-1-5-.04 Fees 10/24/2013 10/08/2013
410-1-7-.04 Notice of Change of Ownership 10/24/2013 10/08/2013
410-1-10-.03 Project Modification 07/30/2014 07/10/2014
410-1-2-.20 Cost Overrun 07/30/2014 07/10/2014
410-1-8-.06 Effective Date of Decision 07/01/2015 05/27/2015
410-1-8-.08 Issuance of Certificate of Need 07/01/2015 07/07/2015
410-1-10-.01 Emergency Review 07/01/2015 05/27/2015
410-1-11-.09 Certificate of Need Not Transferable 09/24/2015 09/02/2015
410-1-3-.09 Electronic Filing 05/02/2016 03/21/2016
410-1-3-.11 Submission of Mandatory Reports; Administrative Penalties 05/02/2016 03/21/2016
410-1-3-.12 Annual Reports 05/02/2016 03/21/2016
Appendices (Annual Reports) 05/02/2016 03/21/2016
410-1-1-.04 Sanctions 10/07/2016 08/30/2016
410-1-2-.05 Health Care Facility 10/07/2016 08/30/2016
410-1-3-.06 State Agency Records 10/07/2016 08/30/2016
410-1-3-.08 Mode of Filing 10/07/2016 08/30/2016
410-1-3-.09 Electronic Filing 10/07/2016 08/30/2016
410-1-4-.02 Construction or Relocation of Administrative or Branch Office 10/07/2016 08/30/2016
410-1-5-.04 Fees 10/07/2016 08/30/2016
410-1-7-.02 Reviewability Determination Request 10/07/2016 08/30/2016
410-1-7-.03 Notice of Intent to Acquire 10/07/2016 08/30/2016
410-1-7-.04 Notice of Change of Ownership 10/07/2016 08/30/2016
410-1-7-.05 Letter of Intent 10/07/2016 08/30/2016
410-1-7-.06 Filing of a Certificate of Need Application 10/07/2016 08/30/2016
410-1-7-.11 Withdrawal from the Review Process 10/07/2016 08/30/2016
410-1-7-.12 Thirtieth Day of the Review Period 10/07/2016 08/30/2016
410-1-7-.13 Forty Fifth Day of the Review Period 10/07/2016 08/30/2016
410-1-7-.16 Sixty Fifth Day of the Review Period 10/07/2016 08/30/2016
410-1-8-.02 Contested Case Before Administrative Law Judge 10/07/2016 08/30/2016
410-1-8-.03 Conduct of Public Hearings 10/07/2016 08/30/2016
410-1-8-.09 Reconsideration of Decision 10/07/2016 08/30/2016
410-1-8-.11 Notice of Hearing on Request for Reconsideration 10/07/2016 08/30/2016
410-1-8-.16 Fair Hearing 10/07/2016 08/30/2016
410-1-8-.18 Notice of Fair Hearing 10/07/2016 08/30/2016
410-1-9-.01 Declaratory Rulings 10/07/2016 08/30/2016
410-1-10-.01 Emergency Review 10/07/2016 08/30/2016
410-1-10-.03 Project Modifications After Issuance of Certificate of Need 10/07/2016 08/30/2016
410-1-10-.04 Home Health Contiguous County Exemption Referrals 10/07/2016 08/30/2016
410-1-11-.01 Duration of Certificate of Need 10/07/2016 08/30/2016
410-1-11-.04 Failure to Commence Construction 10/07/2016 08/30/2016
410-1-11-.08 Surrender of Certificate of Need 10/07/2016 08/30/2016
Appendix - CON Application 10/07/2016 08/30/2016
Appendix - Change of Ownership or Control Form 10/07/2016 08/30/2016
410-1-3-.09 Electronic Filing 05/05/2017 03/22/2017
410-1-5-.04 Application Fees for Request for Determination of Exemption Status for Replacement of Existing Equipment 05/05/2017 03/22/2017



Project Modifications         Reviewability Determination Requests      Changes of Ownership

Equipment Replacement Requests


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